A new report from the Chartered IIA reveals that UK financial firms have faced £1.02bn in fines for internal control failures since 2021. With the new...
View articleThe FCA's inquiry into WH Smith's significant accounting error over revenue recognition is a wake-up call for all UK finance leaders. This analysis ex...
View articleNeil Woodford and Woodford Investment Management have been fined £46 million by the FCA for failures in managing the Woodford Equity Income Fund, whic...
View articleThe Financial Conduct Authority (FCA) has fined Barclays a combined £42 million for serious failings in its financial crime risk management, citing tw...
View articleThe FCA and PRA have launched a joint consultation proposing targeted reforms to the Senior Managers & Certification Regime, aiming to reduce regulato...
View articleThe Financial Conduct Authority (FCA) has abandoned its proposal to introduce a public interest test for disclosing investigations into regulated firm...
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