Neil Woodford and Woodford Investment Management have been fined £46 million by the FCA for failures in managing the Woodford Equity Income Fund, whic...
View articleThe Financial Conduct Authority (FCA) has fined Barclays a combined £42 million for serious failings in its financial crime risk management, citing tw...
View articleThe FCA and PRA have launched a joint consultation proposing targeted reforms to the Senior Managers & Certification Regime, aiming to reduce regulato...
View articleThe Financial Conduct Authority (FCA) has abandoned its proposal to introduce a public interest test for disclosing investigations into regulated firm...
View articleThe UK’s Financial Conduct Authority (FCA) has found that most financial advice firms are delivering suitability reviews as required, but gaps remain ...
View articleThe UK’s financial watchdog is facing fierce resistance over its proposal to publicly disclose company investigations before enforcement action is tak...
View articleThe review is understood to include examining the FCA’s governance, strategy, and culture and well as its approach to regulating diverse types of firm...
View articleCMCs required to disclose key information to consumers Read More...
View articleFCA director of enforcement and market oversight Mark Steward attacked firms for not fully considering the regulator’s principles, but event delegates...
View articleAccountancy Age’s weekly round-up of industry people moves features changes within regulatory bodies, mid-sized accountancy firms and a Big Four subsi...
View articleInvestigations into accounting fraud at Goals has involved HMRC, the FCA, BDO, RSM, Deloitte and could see KPMG on the wrong end of legal action, acco...
View articleComments from the FCA’s Debbie Gupta during a conference reaffirm the importance of remembering the human factor when advising clients. Read More...
View articleThe government has rejected the plan to give the FCA greater powers to regulate organisations, with the watchdog also seeking companies to be forced t...
View articleMany homeowners became trapped as a result of the financial crisis in 2008, whereby their mortgage rates and affordability terms changed dramatically ...
View articleIn its official release, the FCA said: “Consumers should be cautious when investing in such cryptoassets and should ensure they understand and can bea...
View articleMaru/edr has revealed the results from their study into this topic and have revealed that many financial services customers feel unheard by their prov...
View articleThe Financial Reporting Council aims for the Stewardship Code to better complement “stronger corporate governance provisions” Read More...
View articleWhat are the attributes, skills and qualifications needed to be an accountant? Read More...
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